Compliance Manager
- Lead a small team of Compliance Analysts and mentor them.
- Maintain and execute compliance frameworks and internal controls according to ASIC guidelines.
- Prepare compliance reports and present updates to executive leadership.
Opportunity
I have a Compliance Manager opportunity available at a market-leading international professional services firm. This is a hands-on leadership role designed for an ambitious legal or compliance professional ready to run day-to-day operations, lead a small team, and act as the primary compliance advisor to the sales team.
Key Responsibilities
- Lead two Compliance Analysts - mentor and develop!
- Serve as the approachable face of compliance for BDM team, resolving operational product queries, preventing misrepresentation, and handling escalations.
- Maintain and execute AFSL compliance framework, risk matrices, breach reporting protocols, and internal controls in accordance with ASIC guidelines.
- Lead investigations into complex member complaints, managing Internal Dispute Resolution (IDR) and external AFCA escalations.
- Oversee compliance monitoring, registers, and ongoing training tracking for corporate and individual Authorised Representatives (ARs).
- Prepare monthly compliance reports and present risk updates to the CFO, Sales Director, and internal Risk Committee.
About You
- Hands-on operator comfortable working in a high performance but friendly environment
- Proven experience supervising /mentoring / leading junior team members or analysts (12 to 18+ months minimum).
- A degree in Law or a solid background in commercial regulatory compliance is desirable
- Background in commercial legal practice/operations, direct insurance, consumer claims/warranty, credit hire, or B2B professional services
- Ability to collaborate with strong sales personalities while holding firm on regulatory integrity.
Please note: this is a full time 5 days in office opportunity.
BenefitS
- Direct mentorship under an experienced Director with immediate scope to run day-to-day operations - opportunity for career mobility
- Visible role engaging directly with executive leadership, the CFO, and national sales leaders.
- Company performance bonus scheme + salary reviews + performance
If this sounds like you?
Please hit apply!
We vet all employer accounts and do our best to keep job ads safe, but scams can still occur. Be cautious when sharing personal information — never provide financial details or make payments during the application process. For extra security, use the Apply button on our site when proceeding.
Skills
0 of 14 matchedAmbition Australia