Senior Compliance Analyst

Vanguard · Melbourne VIC · Full time
Posted today

Senior Compliance Analyst

KEY POINTS WE FOUND
  • Join Vanguard's Compliance team as a Senior Compliance Analyst.
  • Support individual investors and financial advisers in achieving financial goals.
  • Ensure adherence to regulatory requirements and internal policies.

About Vanguard 

50 years ago, John C. Bogle had a vision to start an investment company that did things differently. A company with no external shareholders. Where all the profits were invested back into the business and used to lower costs. Evidently, it was as bold as it was brilliant. To this day, Vanguard Group still has no external shareholders. That means no share prices to protect, and no profits to generate for outside owners.  

Today, Vanguard is one of the world's largest investment management companies, serving more than 50 million investors worldwide. For more than 30 years Vanguard Australia has been supporting individual investors, financial advisers, and superannuation members to achieve their long-term financial goals. 

Our Team

Our Compliance team is seeking a detail-oriented compliance professional

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Skills

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Attention to detailCompliance monitoringFinancial services industry knowledgeMicrosoft office suiteProblem solvingRegulatory knowledgeRisk assessmentTime management

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Senior Compliance Analyst | Vanguard | Australian Ageing Agenda